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Neurophysiological and behavioural effects of
lavender oil in rats with experimentallyinduced anxiety
Hector W. H. Tsang,a* Samuel C. L. Lo,b Chetwyn C. H. Chan,a
Timothy Y. C. Ho,a Kelvin M. T. Fung,a Alan H. L. Chana and Doreen W. H. Aua
ABSTRACT: This study examined anxiolytic effects of lavender oil on brain serotonin levels and anxiety-related behaviours of rats. The experimental rats were divided into five groups, which respectively received inhalation of saline, 1.25% lavender oil,2.5% lavender oil, chlordiazepoxide (CDP), and 2.5% lavender oil co-administered with CDP. Anxiety was induced in rats usinganimal models including Elevated Plus Maze and Open Field. The levels of serotonin in the pre-frontal cortex and striatum of therats, the anxiolytic effects of lavender oil and its augmentation effect as to co-administration with CDP were evaluated. Theneurophysiological findings showed that groups receiving lavender oils, CDP, and 2.5% lavender oils co-administeredwith CDP had significantly higher level of serotonin in the pre-frontal cortex. However, the anxiolytic behavioural effectsof lavender oil were found to have mixed results. This study provided preliminary evidence that inhalation of lavender oilparalleled effects of CDP in up-regulating synthesis of serotonin in rat pre-frontal cortex, and the co-administration of CDPwith 2.5% lavender oil tended to augment effect of CDP on serotonin in their pre-frontal cortex and striatum. Copyright ©2013 John Wiley & Sons, Ltd.
Keywords: aromatherapy; lavender oil; anxiety; serotonin; tranquilizing drugs
Introduction
Aromatherapy is a commonly used complementary therapy for
anxiety disorders.[1] Its therapeutic effects may result from
physiological effects of inhaled volatile molecules acting onamygdala and hippocampus of the limbic system.[2] Neurochem-
ical responses in the limbic system then lead to the ‘anxiolytic’
effects of stress and anxiety.[3] A systematic review found that
essential oils, including lavender oil, could elicit anxiolytic effects
on rodents[4] and individuals with anxiety symptoms.[5]
Previous studies reported that lavender oil acted like tranqui-
lizing drugs on g-aminobutyric acid in amygdala,[6] and inhibited
acetylcholine release at the neuromuscular junction of mice.[7]
However, the effects of lavender oil on the neurotransmitter
activity that regulates emotion have not been well documented.
The serotonergic system, in particular, is rarely tested in
rodents.[8,9] Besides, several essential oils were reported to have
similar effects as tranquilizers in animal studies, but the possibleaugmentation effects of essential oils on drugs have never been
examined. It therefore remains unclear whether aromatherapy
would have complementary effect with tranquilizing drugs such
as chlordiazepoxide (CDP) and augment the anxiolytic effects in
patients seeking psychiatric treatments.
This study attempted to explore the effect of lavender oils on
the level of serotonin and the corresponding anxiolytic beha-
vioural effects in rats in which three main hypotheses were
tested. First, inhalation of lavender oil would be associated with
increased brain serotonin level of rats in prefrontal cortex and
striatum. Second, inhalation of lavender oil would produce anxi-
olytic effects in rats similar to CDP. Third, inhalation of lavender
oil would augment the effect of CDP.
Materials and Methods
Animals
Adult male Sprague–Dawley albino rats were obtained from theCentralized Animal House of PolyU at 6 weeks old. The rats were
maintained at 22Æ2 C in a regular light–dark cycle (07:00–
19:00 h, light), and provided with free access to food and water.
Each rat was naive to the essential oils and drugs, and used once
only. All rats were randomly allocated to five groups and each
rat was placed individually into the inhalation apparatus for 90
min immediately before the test. Groups 1 to 3 were placed in
the inhalation apparatus containing 0.9% saline, 1.25% w/w lav-
ender oil, and 2.5% w/w lavender oil, respectively. Group 4 was
injected intraperitoneally with CDP (10 mg/kg) 90 min before
each test.[10] Group 5 was injected intraperitoneally with CDP
(10 mg/kg) and placed in the inhalation apparatus containing
2.5% lavender oil for 90 min before the test. The number of rats
per group ranged from five to 10, which was taken with reference
to previous study.[8] All experiments were conducted according to
approved guidelines regarding the care of experimental animals
in PolyU and the Hong Kong Government.
* Correspondence to: Hector W. H. Tsang, Department of Rehabilitation
Sciences, The Hong Kong Polytechnic University, Hung Hom, Kowloon, Hong
Kong. E-mail: [email protected]
a Department of Rehabilitation Sciences, The Hong Kong Polytechnic
University, Hung Hom, Kowloon, Hong Kong
b Department of Applied Biology & Chemical Technology, The Hong Kong
Polytechnic University, Hung Hom, Kowloon, Hong Kong
Flavour Fragr. J. 2013 Copyright © 2013 John Wiley & Sons, Ltd.
Research Article
Rec eive d: 25 Octobe r 2012, Revis ed: 16 D ec embe r 2012, Acce pted : 21 D ece mb er 2012 Pub lished o nl ine in W iley Onl ine Library
(wileyonlinelibrary.com) DOI 10.1002/ffj.3148
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Chemicals
Lavandula angustifolia (lavender) oil was supplied by DK aroma-
therapy (Hong Kong, China) and prepared by diluting into
double-distilled water (ddH2O) with 1% Tween 20 with mild
stirring. It was then soaked up by cotton set at two sides of the in-
halation box. The inhalation vehicle was 0.9% saline with 1%
Tween 20. CDP was obtained from Sigma-Aldrich (Poole, UK). It
was dissolved in 0.9% saline and 1% Tween. The rat was adminis-tered with CDP at 10 mg/kg via intraperitoneal injection at a
volume of 1 ml/kg according to the rat’s body weight.[11,12] The
lavender oil and drug were freshly prepared before experiments
and applied to the rats 90 min before the tests.
Inhalation Apparatus
The inhalation apparatus[9] consisted of four built chambers
(42Â 30Â 29 cm). The floor was made of acrylic fibre where the
rats were placed individually. The front and back walls were made
of acrylic fibre containing four holes (2 cm in diameter each)
where drug-embedded cotton wool was placed (i.e. 2 ml per unit
of respective substance, lavender oil or vehicle). The top wall
contained 30 small holes for ventilation. There was one perforated
acrylic fibre 3 cm apart from the front and back walls to prevent
rats from biting the drug-embedded cotton wool.
Elevated Plus Maze Test
The elevated plus maze (EPM)[13] consisted of four arms (length:
50 cm, width: 10cm) at right angle to each other, which were
connected to a central square (10 cm 10 cm). The apparatus
was elevated 50 cm above the floor. Two opposite arms had
high walls (closed arms, 40 cm high), and the other two were
opened with a small ridge to provide an additional grip. The
maze was constructed with steel and painted in black. Experi-
ments were performed in a dark room, and illuminated by awhite fluorescent tube. After each test, the maze floor and wall
was thoroughly cleaned with cotton and ethanol. Outcome vari-
ables were the number of entry into open arms and the amount
of time spent within 5 min of test period. Rats which fell down
from the open arm were excluded.
Open Field Test
The apparatus was a round arena made of acrylic fibre with a
diameter of 88 cm and a circular wall of 30 cm high. The floor
and the wall were white. The field consisted of three concentric
circles: an inner circle of 20 cm diameter, a middle circle of
50 cm diameters, and an outer circle. The circles were divided intoroughly equal size areas by radial lines. The outer circle was
divided into eight areas, and the middle circle was divided into
four areas.[14] Experiments were performed in a dark room with
background noise produced from a white-noise generator.[13]
The apparatus was illuminated by an LED giving yellowish light
and positioned 1 m above the centre of the circle. Outcome
variables included immobility time, the number of peripheral
movement, rearing, and defaecations within the 10 min test period.
Serotonin and Protein Quantification
Samples of brain tissues were homogenized in 200 ml 1Â
phosphate buffered saline and centrifuged at 5000 Âg, 4C for
15 min. Supernatant was removed and quantified for serotonin
and protein amount using a serotonin ELISA assay kit (Genway,
San Diego, CA, USA) and the Bradford assay (Bio-Rad Laboratories
Inc, Hercules, CA, USA), respectively, according to the protocols
provided by the manufacturers. The serotonin levels were
measured in nanograms per milligram of protein.
ProcedureExperiments were conducted between 10:00 to 14:00 h. Rats
were housed individually in their cages for at least 1 day prior
to testing for their adaptation to the laboratory environment.
Group 1 served as the vehicle control. Groups 2 and 3 were
the experimental groups, with varying inhaled doses (1.25%
w/w and 2.5% w/w, respectively) of lavender oil. Groups 4 and
5 were positive controls, with administration of CDP alone and
co-administration of CDP with 2.5% lavender oil, respectively.
The animal tests were implemented in sequence: day 1, elevated
plus maze (5 min); day 2, Open field (10 min); and day 3, killing.
The behaviours of animals were individually video-taped and
analysed independently later. Brain samples were obtained by
decapitating the rats followed by removal of prefrontal cortexand striatum before testing. The brain samples were then frozen
in liquid nitrogen and stored at À82C. The serotonin and
protein quantification procedure were used to determine levels
of serotonin in the prefrontal cortex and striatum.
Statistical Analyses
Predictive Analytics Software (PASW) 18 was used for data analyses.
Neurophysiological and behavioural data were presented in bar
charts with meanÆ standarderror (SE). Differences across treatment
groups were analysed by one-way ANOVA followed by a post hoc
Dunnett’s test. Two planned contrasts were used to examine a priori
hypotheses of this study.[15] The first planned contrast was used to
analyse whether there were significant differences in various
outcomes between the two experimental groups (hereafter
referred to as the ‘1.25% lavender oil group’ and the ‘2.5%
lavender oil group’, respectively). The second contrast was used to
examine whether the co-administration of CDP with lavender oils
augmented the effects of CDP (hereafter referred to as the ‘2.5%
lavender oil+ CDP group’ vs. the ‘CDP group’). Differences were
considered statistically significant when p<0.05. The Bonferroni
correction was used to counteract the accumulative effects of type
I errors in multiple comparisons.
Results
Serotonin Levels
The levels of serotonin in the pre-frontal cortex and striatum varied
significantly across treatment groups (Table 1). Post-hoc analyses
found that the 2.5% lavender oil group, the CDP group, and the
2.5% lavender oil + CDP group had significantly higher levels of
serotonin than the vehicle control ( p values< 0.0125, with Bonfer-
roni correction) (Figure 1a). Comparatively, the lavender oil at a
lower dose was not as effective as CDP or lavender oil at higher
dose in up-regulating the serotonin level. Lavender oil at a higher
dose elicited similar levels of serotonin as CDP. By planned
contrast, differences in the levels of serotonin between the
two lavender oil groups (1.25% vs. 2.5%) were not significant
(t = 1.38; p> 0.05). The 2.5% lavender oil + CDP group had
H. W. H. Tsang et al .
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significantly higher level of serotonin than the CDP group
(t = 2.00, p<0.05).
In the striatum, only the 2.5% lavender oil + CDP group exhib-
ited significantly higher levels of serotonin than the vehicle group
( p< 0.0125, with Bonferroni correction). The groups receiving lav-
ender oil or CDP alone demonstrated such regulatory effect on
serotonin, but the effect was not statistically significant (Figure 1b).
The 2.5% lavender oil+ CDP group had significant higher level of
serotonin in striatum than the CDP group (t = 4.03, p< 0.05).
Anxiety-related Behaviours in the Elevated Plus Maze and
Open Field Tests
Levels of anxiety-related behaviours were significantly different
among groups in the EPM and the open-field tests ( p values<0.05)
(Table 2). The two groups of rats respectively receiving CDPalone and co-administration of CDP with 2.5% lavender oil
spent significantly longer time in the open arm compared with
the vehicle control ( p< 0.05 and p<0.0125 with Bonferroni
correction, respectively) (Figure 2). The planned contrast t -test
did not reveal a significant difference between these two
groups (t = 0.62, p> 0.05). The two lavender oil groups spent
longer time in the open arm than did the vehicle control, but
the differences were not statistically significant.
Regarding the open-field test, the 2.5% lavender group
elicited more anxiolytic-related behaviours (increased rearing,
reduced immobility time and defaecation) compared to other
treatment groups and the vehicle control ( p values< 0.02 with
Bonferroni correction) (Table 2). The anxiety-related behavioursvaried in terms of different outcome measures. As to the immo-
bility time, both the 1.25% and 2.5% lavender oil groups and
the CDP group had reduced immobility compared to the vehi-
cle control ( p values< 0.0125 with Bonferroni correction)
(Figure 3a). The co-administration of CDP with 2.5% lavender
oil did not significantly reduce the immobility time of rats
compared to vehicle control ( p>0.05). As to the frequency of
peripheral movement, the peripheral movement of rats signif-
icantly increased in the group receiving CDP alone ( p< 0.0125
with Bonferroni correction) but not in other treatment groups
( p>0.05) (Figure 3b). All treatment groups had increased the
number of rearing compared to the vehicle control, but no
significant differences were found ( p values> 0.05) (Figure 3c).
Table 1. Treatment group effects on rat serotonin levels at the prefrontal cortex and striatum
5-HT ELISA
quantification
Outcome
measures (units)
Groups F ratio p-value
Vehicle
control
1.25%
Lavender oil
2.5%
Lavender oil
CDP 2.5%
Lavender oil þ CDP
PC: n = 8;
Str: n = 7
PC: n =10;
Str: n = 8
PC: n = 6;
Str: n = 8
PC: n = 8;
Str: n = 8
PC: n = 9;
Str: n = 9
Pre-frontal
cortex
Serotonin 57.55
(2.61)
74.04
(3.26)
90.56
(11.52)
91.72
(5.41)
108.64
(6.50)
F = 11.50 < 0.001*
Striatum Serotonin 106.42
(14.06)
133.17
(12.25)
150.10
(26.76)
114.32
(10.83)
202.30
(14.05)
F = 5.50 0.002*
Values are given as the means and standard errors (in brackets).
Serotonin (5-HT) level is measured in ng/mg protein.
* p< 0.025 with Bonferroni correction.
CPD, chlordiazepoxide; PC, pre-frontal cortex; Str, striatum.
Figure 1. ELISA determination of serotonin in (a) prefrontal cortexand (b)
striatum after 0.9% saline (vehicle control), 1.25% lavender oil inhalation,
2.5% lavender oil inhalation, chlordiazepoxide (CDP, 10 mg/kg, i.p.), and
chlordiazepoxide (CDP, 10 mg/kg, i.p.) co-administered with 2.5% lavender
oil inhalation. Data are expressed as meanÆSE in ng/mg protein. N = 7–10
rats per group. * p<0.05 and ** p<0.0125 (with Bonferroni correction),
respectively, indicates significant differences from vehicle control
Lavender oil on anxiety of rats
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In terms of the number of defaecations, all treatment groups
had significantly reduced defaecations compared to the
vehicle control ( p values< 0.0125 with Bonferroni correction)
(Figure 3d). By planned contrasts, no significant group differ-
ences were revealed between the two lavender oil groups.
Similarly, no significant group differences were found between
the CDP group and the 2.5% lavender oil+ CDP group.
Discussion
Our results showed that inhalation of 2.5% lavender oil signifi-
cantly increased the synthesis of serotonin in the pre-frontal cortex
but not striatum. This finding aligned well with a previous study on
the anti-stress effect of inhaled lemon vapour on modulating the
serotonergic system in mice.[8] The neurobiological mechanism
that regulates the synthesis of serotonin in the prefrontal cortex
could be considered as a basis for regulating anxiety behaviours.
We also found that co-administration of CDP with 2.5% lavender
oil further enhanced the up-regulation effect of serotonin in the
pre-frontal cortex. It provided evidence that inhalation of lavender
oil possibly augmented the effects of tranquilizing drugs. Results in
the striatum may imply that current doses of inhaled lavender oilor injecting CDP alone might not be suf ficient for promoting
adequate synthesis of serotonin in striatum. However, ourfindings
revealed that once the CDP was co-administrated with 2.5% laven-
der oil, secretion of striatal serotonin increased significantly. It
further provided the neurobiological evidence of the augmenta-
tion effects of lavender oil on tranquilizing drugs.
The present study found that the inhaled lavender oil groups
elicited anxiolytic behaviours in the EPM test and the open field
test, but the effects were not statistically significant in some
behavioural measures. These results are consistent with earlier
conclusion that lavender oil at inhaled dose above 0.5 ml may
have anxiolytic effects that are similar to those of CDP.[10]
However, the neurological basis of the augmentation effect of
inhaled lavender oil on CDPcould only translateinto corresponding
anxiolytic behaviours in the EPM test, but not the open field test. In
EPM test, rats would spend moretime in the openarmsif they were
less anxious.[13] Although the two lavender oil groups did spend
longer time in the open arms than the vehicle control, the
Table 2. Treatment group effects on rat behaviour in the elevated plus maze and open-field tests
Test Outcome measures
(units)
Groups F ratio/Welch’s F a p-value
Vehicle
control
1.25%
Lavender oil
2.5%
Lavender oil CDP
2.5%
Lavender oil
þ CDP
EPM: n = 6;
OF: n = 8
EPM: n = 8;
OF: n = 6
EPM: n = 6;
OF: n = 5
EPM: n =10;
OF: n = 7
EPM: n = 6;
OF: n = 7
Elevated plus
maze
Time spent in
open arms (s)
22.17
(7.27)
54.88
(19.01)
61.17
(12.61)
98.80
(12.96)
120.67
(33.01)
F = 7.46a 0.002*
Open-field Peripheral
movement(mumber of times)
27.63
(4.74)
42.83
(8.76)
67.00
(12.68)
80.14
(15.39)
54.43
(11.42)
F = 3.76 0.014*
Rearing
(number of times)
10.00
(2.10)
22.83
(3.19)
29.00
(8.64)
28.57
(8.25)
26.29
(5.82)
F = 4.40a 0.020*
Immobility
(min)
4.25
(0.65)
0.83
(0.48)
0.40
(0.40)
1.00
(0.49)
2.57
(0.92)
F = 6.34a 0.004**
Defaecation
(number of times)
4.38
(0.50)
2.17
(0.40)
1.00
(0.32)
2.14
(0.51)
1.43
(0.57)
F = 7.48 <0.001**
Results are given as the means and standard errors (in brackets).aWelch’s F was used for the violation of homogeneity assumption.
* p< 0.05
** p< 0.0125 with Bonferroni correction.
CDP, chlordiazepoxide; EPM, elevated plus maze test; OF, open-field test.
Figure 2. Anxiolytic effects of lavender oil in elevated plus maze test.
Data are expressed as meanÆ SE for the time spent in open arms in a
5 min period, monitored 90 min after the administration of 0.9% saline
(vehicle control), 1.25% lavender oil inhalation, 2.5% lavender oil
inhalation, chlordiazepoxide (CDP, 10 mg/kg, i.p.), or chlordiazepoxide
(CDP, 10 mg/kg) co-administered with 2.5% lavender oil inhalation.
N = 6–10 ratsper group. * p<0.05 and ** p<0.0125(with Bonferroni correc-
tion), respectively, indicates significant differences from vehicle control
H. W. H. Tsang et al .
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differences were not significant. Nevertheless, the rats co-adminis-
trated CDP with 2.5% lavender oil spent a longer time in the open
arm than those receiving CDP alone. Such behavioural responses
provided a preliminary observation on the augmented anxiolytic
effects of lavender oil on CDP. As to the openfield test, non-anxious
rats should have shorter immobility time, fewer peripheral move-
ments, fewer defaecations and higher frequency of rearing.[16] While
inhalationof 1.25% or 2.5% lavender oil paralleled theeffects of CDP
in reducing immobility time and defaecations, co-administration of
CDP with 2.5% lavender oil failed to augment such anxiolytic effects.
The opposite results were observed for the frequency of peripheral
movement among rats. The group receiving CDP alone
unexpectedly had the highest frequency of peripheral movements.
Although an increase in the frequency of rearing across treatment
groups was observed, no significant differences were found.
Altogether, this study provided preliminary evidence that
inhalation of 1.25% w/w or 2.5% w/w lavender oil for 90 min
stimulated synthesis of serotonin in the prefrontal cortex
approximated to the effects of CDP. Co-administration of CDP
with 2.5% lavender oil augmented effect of CDP in up-regulating
serotonin levels in prefrontal cortex and striatum. However,
these up-regulatory effects of brain serotonin did not com-
pletely transfer to the reduction of anxiety behaviours in the
EPM and open-field. Factors such as the inhaled dose of laven-
der oil, the experiment period, and the sample size may have
caused the insignificant behavioural change in rats. It is
Figure 3. Anxiolytic effects of lavender oil in the open-field model. Data are expressed as meanÆ SE for (a) immobility time, (b) number of
peripheral movement, (c) rearing, and (d) defaecations in the open-field model for a 10 min period, monitored 90 min after the administration
of 0.9% saline (vehicle control), 1.25% lavender oil inhalation, 2.5% lavender oil inhalation, chlordiazepoxide (CDP, 10 mg/kg, i.p.),
chlordiazepoxide (CDP, 10 mg/kg, i.p.) co-administered with 2.5% lavender oil inhalation, or vehicle (0.9% saline). N = 5–8 rats per
group. ** p<0.0125 (with Bonferroni correction), respectively, indicates significant differences from vehicle control
Lavender oil on anxiety of rats
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noteworthy to point out that we did use the lavender oil at an
amount and adopt the sample size which produced significant
anxiolytic effects following previous protocols.[8,10] Given the
complexity of the interaction between the dose and exposure
to the oil,[17] it seems to be valid to increase the frequency and
the time of exposure to the inhaled lavender oil to optimize its
anxiolytic effects in future studies.
Conclusion
The present findings support the hypothesis that lavender oil has
anxiolytic properties similar to tranquilizing drug and produced
augmentation effect in up-regulating synthesis of serotonin in
pre-frontal cortex and striatum. Whether the neurological basis
of anxiolytic effect of inhaled lavender oil could completely
translate into corresponding behavioural responses remain incon-
clusive. More research to unknot the effect of lavender oil on the
serotonergic system is needed. Nevertheless, the present study
was the first of its kind to provide preliminary evidence on the
up-regulating effects of lavender oil on the levels of serotonin.
Acknowledgement
This material is supported by Internal Grant at The Hong KongPolytechnic University (PolyU). We thank Ms Puiyi Mok andDr Angie Tang of the CAF, and also Dr Danny Gohel and Dr Tony
To at HTI of PolyU for resources and the use of facilities.
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