OpenAIRE: Directrices 3.0, desarrollos y servicios para Gestores de Repositorios
Transcript of OpenAIRE: Directrices 3.0, desarrollos y servicios para Gestores de Repositorios
OpenAIRE:Directrices 3.0, desarrollos y servicios para Gestores de Repositorios
Pedro PrincipeUniversidad do Minho
OpenAIRE helpdesk and training manager
Webinar "Buenas prácticas en repositorios: directrices OpenAIRE 3.0. y Recolecta“23 de noviembre 2016
Agenda1. Conocer la Infraestructura OpenAIRE y la política de adquisición de
contenidos.2. Directrices para la compatibilidad OpenAIRE y como hacerlo compatible
con las directrices 3.0.3. El poder de los repositorios para apoyar la implementación de políticas de
acceso abierto de organismos de financiación.4. Servicio OpenAIRE broker y dashboard para Gestores de Repositorios
#OAW2015 2
Encuadramiento:
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FIN
AN
CIA
CIÓ
NLos organismos de financiación de la ciencia y la innovación han favorecido el acceso abierto a los resultados de los proyectos que apoyen (CE, FP7, H2020...) M
AN
DAT
OSMuchos tienen
determinado mandatos de acceso abierto que establecen los requisitos de acceso a través de depósito en repositorios.
REP
OSI
TOR
IOSPero ¿en qué
medida los resultados publicados están vinculados a los proyectos?Es necesario preparar los repositorios para vincular los proyectos a las publicaciones!
OPEN ACCESS Y OPEN DATA
OpenAIRE implementa los requisitos
de la CE & supports OA policy alignment in Europe
Una infraestructura de conocimiento e información científica en abierto
Potenciar y facilitar en el cambio hacia una comunicación académica orientada a una ciencia más abierta y reproducible
Punto de vista colaborativo y participativo a nivel europeo y global
Research communiti
es
Research admins
Researchers
Funders
SMEsContent providers in scholarly
communication
Neworking &e-Infrastructure
OpenAIRE’s e-infrastructure Commons
Publications repositories
Research Data repositories
CRIS systems
Registries(e.g. projects)
OAJournals
SoftwareRepositories
Validation
Cleaning De-duplication
EnrichmentBy inference
Funders, research admins, research communities• Research impact• Project reporting and monitoring• Open Access trends
Content providers• Repository guidelines and validation• Repository notification broker• Repository analytics and usage stats
Researchers• Claim publications, datasets, software• Deposit publications, datasets, software• Search & browse: interlinked publications, datasets,
projects• Open Access & DMP Helpdesk• End-User feedback
CONTENT PROVIDERS
INFO SPACE SERVICES
KEY STAKEHOLDERS SERVICES
Project initiative
FunderFunding
Result
Publication Data Software
Organization
GUIDELINES
TERMS OF USE
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OpenAIRE Content AcquisitionAUTHORITATIVE INFORMATION RESEARCH DATAPUBLICATIONS
• Registries of Data Providers• OpenDOAR, • re3data, • DOAJ journal list, …
• Funding Information• Author-/Contributor info
OpenAIRE will expand the current policy to other dataset classes (Open Access datasets) because OpenAIRE would
like to have some for quality certification.
Agenda1. Conocer la Infraestructura OpenAIRE y la política de adquisición de
contenidos.
2.Directrices para la compatibilidad OpenAIRE y como hacerlo compatible con las directrices 3.0.
3. El poder de los repositorios para apoyar la implementación de políticas de acceso abierto de organismos de financiación.
4. Servicio OpenAIRE broker y dashboard para Gestores de Repositorios
#OAW2015 8
Directrices OpenAIRE•Normas comunes / mejores prácticas para los proveedores de datos
(Directrices repositorios de publicaciones, repositorios de datos, sistemas CRIS).
•OpenAIRE ha colaborado con las principales organizaciones y ha producido tres conjuntos de directrices para sus proveedores de datos, todo ello basado en normas bien establecidas.Las mejores prácticas para el uso del protocolo de transferencia (OAI-PMH), formatos de metadatos, vocabularios controlados.
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INTEROPERABILITY IS KEY
1 2 3Literature Repositories(and journal platforms)Dublin Core (DRIVER)
Data Repositories(and archives/data centres)Datacite
CRIS systems CERIF-XML
Directrices para proveedores de contenido del espacio de información OpenAIRE
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Directrices para repositorios de publicaciones “OpenAIRE Compatibility Status – Levels and OAI Sets”
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OpenAIREbasic
Only Open Access content
via driver oai set
OpenAIRE2.0
EC funded content
via ec_fundedresources oai set
OpenAIRE2.0 +
Open Access and EC funded
content
via driver and ec_fundedresources oai set
OpenAIRE3.0
Open Access and/or EC
funded and/or National/other
funded content
via openaire oai set
¿Por qué unas directrices? Formato y protocolo para la recolección
INFORMACIÓN SOBRE FINANCIACIÓNDERECHOS DE ACCESO E
INFORMACIÓN DE LICENCIAS+
SETS DE DATOS REFERENCIADOS Y PUBLICACIONES RELACIONADAS,INFORMACIÓN SOBRE FECHAS DE EMBARGO
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Directrices para publicaciones: OpenAIRE OAI-Set
• Para agrupar metadatos relevantes para OpenAIRE• Acceder a: https://
www.openaire.eu/content-acquisition-policy/content-acquisition-policy/content-acquisition-policy
• Metadatos sobre publicaciones en acceso abierto• Metadatos sobre publicaciones financiadas con fondos EC-FP7 / H2020• Metadatos sobre publicaciones financiadas por otros organismos financiadores
• OpenAIRE proporciona information sobre información sobre financiación soportada
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setName setSpec*
The OpenAIRE set OpenAIRE openaire
projectID
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Element name projectID
DCMI definition dc:relation
Usage Mandatory (if applicable)
Usage instruction A vocabulary of projects is exposed by the OpenAIRE API:http://api.openaire.eu/#cha_projects_http , and available for all repository managers. Values include funder, project name and projectID. The projectID equals the Grant Agreement number, and is defined by the namespace: info:eu-repo/grantAgreement/Funder/ FundingProgram/ProjectNumber/ Jurisdiction/ProjectName/ProjectAcronym/
Example:<dc:relation> info:eu-repo/grantAgreement/EC/FP7/123456 </dc:relation><dc:relation> info:eu-repo/grantAgreement/EC/FP7/12345/EU//Acronym </dc:relation>
accessRights
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Element name accessRights
DCMI definition dc:rightsUsage Mandatory
Usage instruction Use values from vocabulary Access Rights at http://purl.org/eu-repo/semantics/#info-eu-repo-AccessRights • info:eu-repo/semantics/closedAccess• info:eu-repo/semantics/embargoedAccess• info:eu-repo/semantics/restrictedAccess• info:eu-repo/semantics/openAccess
Examples:<dc:rights> info:eu-repo/semantics/openAccess </dc:rights>
embargoEndDateElement name embargoEndDate
DCMI definition dc:dateUsage Mandatory (if applicable)
Usage instruction
Recommended when accessRights = info:eu-repo/semantics/embargoedAccessThe date type is controlled by the name space info:eu-repo/date/embargoEnd/, see http://wiki.surffoundation.nl/display/standards/info-eu-repo/#info-eu-repo-DateTypesandvalue. Encoding of this date should be in the form YYYY-MM-DD (conform ISO 8601).
Examples:<dc:date> info:eu-repo/date/embargoEnd/2011-05-12 <dc:date>
…
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Element name Alternative IdentifierReferenced PublicationReferenced Publication
DCMI definition dc:relation Usage Recommended
Example<dc:relation> info:eu-repo/semantics/altIdentifier/doi/10.1234/789.1 </dc:relation><dc:relation> info:eu-repo/semantics/dataset/doi/10.1234/789.1 </dc:relation><dc:relation> info:eu-repo/semantics/reference/doi/10.1234/789.1 </dc:relation>
Directrices de acceso abierto H2020
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Property DC Field Value
Financiación UE dc:contributor “controlled” terms : ["European Union (EU)" and "Horizon 2020"]["Euratom" and "Euratom research and training programme 2014-2018"]
Revisada por pares (estado de validación de la publicación)
dc:type info:eu-repo/semantics/publishedVersion
Periodo de embargo dc:datedc:rights
• info:eu-repo/date/embargoEnd/<YYYY-MM-DD>• <YYYY-MM-DD> (as publication date)• info:eu-repo/semantics/embargoedAccess
Información del proyecto
dc:relation info:eu-repo/grantAgreement/EC/H2020/[ProjectID]/[Jurisdiction]/[ProjectName]/[ProjectAcronym]/
Identificador persistente
dc:identifier or dc:relation
Licencia dc:rights URL of license condition
IDs persistentes para autores y otros
dc:creatordc:contributor
<Lastname, Firstname; id_orcid 0000-0000-0000-0000>
Referencias a otros resultados de investigación relacionados
dc:relation info:eu-repo/semantics/dataset/<scheme>/<id>
projectID
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info:eu-repo/grantAgreement/
Funder/ FundingProgram/ProjectNumber/
Jurisdiction/ProjectName/ProjectAcronym/
namespace
Elementos obligatorio
s
Elementos adicionáis
EC H2020
643410
EU Open Access…
OpenAIRE2020
info:eu-repo/grantAgreement/EC/H2020/643410
H2020
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info:eu-repo/grantAgreement/EC/FP7/259772
FP7
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info:eu-repo/grantAgreement/FCT/3599-PPCDT/104992
FCT (Portugal)
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Repositorios compatibles con OpenAIREESPAÑA = 60
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OpenAIRE Basic (DRIVER OA) 23OpenAIRE 2.0+ (DRIVER OA, EC funding) 21OpenAIRE 3.0 (OA, funding) 16
DSpace – OpenAIRE 3.0 compliance (available in the XOAI – Dspace V. 6)
.../config/crosswalks/oai
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The OpenAIRE OAI set has been renamed from ec_fundedresources to openaire.
This renamed set exposes the open access content + the funded related content ("openaireRelationCondition" and "driverAccessCondition"), as defined on the OpenAIRE literature guidelines, not only the EC funded content as the previous set.
<CustomCondition id="openaireRelationCondition"> <Class>org.dspace.xoai.filter.DSpaceAtLeastOneMetadataFilter</Class> <Configuration> <string name="field">dc.relation</string> <string name="operator">starts_with</string> <string name="value">info:eu-repo/grantAgreement/</string> </Configuration> </CustomCondition>
<Filter id="openAireFilter">
OpenAIRE guidelines – future directions
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OpenAIRE Guidelines for Literature Repository Managers* continues its principle to follow and adopt established standards* but will have changes in form of a new application profile
* replacement of info:eu-repo by other controlled vocabularies and identifier systems, e.g* COAR Resource Type Vocabulary* recommends the use of ORCID for author identifiers* recommends the use of FundRef and ISNI identifiers for funding organizations* extends simple Dublin Core by attributes* includes specific metadata properties from latest DataCite metadata kernel* FundingReference* Creator and Contributor incl. subproperties creatorName, contributorName, nameIdentifier* file element(s) to locate the fulltext file(s) incl. mimeType and accessRights* includes optionally properties from the bibo ontology to express details of serials (volume, issue, startPage, endPage)* OpenAIRE will start consultation phase with LA Referencia, JISC and SHARE
Agenda1. Conocer la Infraestructura OpenAIRE y la política de adquisición de
contenidos.2. Directrices para la compatibilidad OpenAIRE y como hacerlo compatible
con las directrices 3.0.
3.El poder de los repositorios para apoyar la implementación de políticas de acceso abierto de organismos de financiación.
4. Servicio OpenAIRE broker y dashboard para Gestores de Repositorios
#OAW2015 26
RESEARCHER DECIDES WHERE TO
PUBLISH
Check publishers policies on
www.sherpa.ac.uk/romeo
Open Access Journalsdoaj.org
Check for Article Processing Charges
Subscription-based journal Self-archive in a repository Find at: openaire.eu
IMMEDIATE OPEN ACCESS
IMMEDIATE OR DELAYED OPEN ACCESS
LOCATE AN APPROPRIATED REPOSITORY
Deposit once!
Via OpenAIREand comply with the funder OA mandates
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DEPOSIT ALLPROJECT
PUBLICATIONSAutomatically
REACH MORE PEOPLE,HAVE GREATER IMPACT,
SIMPLIFY H2020 REPORTING
INFO DE LOS PROYECTOS CON FINANCIAMIENTOEN LOS REGISTROS BIBLIOGRÁFICOS
‘vincular’
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API
http://api.openaire.eu/Need to integrate project and funding information into your institutional repository based on DSpace or ePrints?
• Go for the DSpace/ePrints endpoints.
Do you prefer a TSV with the list of projects by funding?• TSV endpoint is meant for
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Identificar os proyectos no proceso de depósito de una publicaciónTitulo, acrónimo ou id do proyecto… e seleccionar
OpenAIRE – lista de proyectos
API
DSPACE ADD-ON – PROJECT INFO(DEPOSIT WORKFLOW)
OpenAIREAuthority Control
Add-on
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OpenAIRE Funders Projects List Add-on
Only FP7 projects (Openaire API)Dspace 3.2
http://goo.gl/cEPTZN (updated March 2014)
Dspace 1.8.2http://projeto.rcaap.pt/index.php/lang-en/consultar-recursos-de-apoio/remository?func=fileinfo&id=354
Dspace 4 and 5 Configured in 30 PT repositories(all OpenAIRE projects API: EC, WT + FCT)https://gitlab.fccn.pt/dev-rcaap/addon-openaire
OpenAIRE compatibility: Addons, patchs or plugins for Repositories & Journals software
Dspace add-ons and versions compliance
https://wiki.duraspace.org/pages/viewpage.action?pageId=33238567
OpenAIRE Plug-in (OpenAIRE 2.0) http://files.eprints.org/649/EPrints - OpenAIRE compliance example (3.0) https://gist.github.com/alenkovich/9596992
OAI_DC_OpenAIRE implementation for Zenodohttps://github.com/zenodo/zenodo/blob/master/zenodo/base/format_templates/OAI_DC_OpenAIRE.xsl
OJS Plugin: OpenAIREhttp://pkp.sfu.ca/support/forum/viewtopic.php?f=28&t=7085
+ OJS DRIVER-Plug-In
34https://www.openaire.eu/rep-managers/rep-man-toolkit/repository-managers
Becoming an OpenAIRE data providerwww.openaire.eu/validator
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1. Register your repository in OpenDOAR / re3data * institutional/thematic repository -> OpenDOAR * data repository -> re3data
2. Test compliancy with OpenAIRE GuidelinesMake your repository OpenAIRE compliant –>by help of the OpenAIRE validator service
3. Add your repository in OpenAIRERegister your repository in OpenAIRE; pre-filled information imported from OpenDOAR or re3data
Choose Your Repository From The ListUPDATE (change interface) – Via validator tool - www.openaire.eu/validator
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Agenda1. Conocer la Infraestructura OpenAIRE y la política de adquisición de
contenidos.2. Directrices para la compatibilidad OpenAIRE y como hacerlo compatible
con las directrices 3.0.3. El poder de los repositorios para apoyar la implementación de políticas de
acceso abierto de organismos de financiación.
4.Servicio OpenAIRE broker y dashboard para Gestores de Repositorios
#OAW2015 37
Align OA policies. Sync infrastructures.OpenAIRE provides services for other funders
(EU national funders)
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BETA.openaire.eu www.openaire.eu
2016/11/07
FCT in OpenAIRE: what has been done
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List of FCT projects
OpenAIRE info space
Link publications to projects
FCT projects inferedResults available on the OpenAIRE portal
FUNDED PROJECTS INFO IN OPENAIRE: SUMMARY
Collect metadata
including project grantID from
OpenAIRE compliant
repositories
Metadata publications
record enrichments by
OpenAIRE deduplication
Link Publications to projects by
inference (text mining
procedures)
Link Publications to projects using
the end-user service: claim publications
https://www.openaire.eu/search/browse/publications?datasource=opendoar____::c9f95a0a5af052bffce5c89917335f67
NOTIFICATION BROKERRepositories
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(Meta)data and links exchange among different data providers.
OpenAIRE broker sketch
OpenAIRENotification Broker
OpenAIRE Information Space Graph
(deduplication, Inference, Aggregation)
…Subscriptions PotentialNotifications
subscribe
notifyrepository admin
OpenAIRE Data Sources
Identifying “events” relevant to repositories
(enrichments & additions)
Sending events
DeliveredNotifications
Event (potential notification):• Message• Topic• TargetRepository• Trust
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Examples of enrichments topicsENRICHMENT.[MORE | NEW]•dc:rights: dc:rights is present and original record was missing it•dc:identifier-if-DOI: DOI is present and original record was missing it•dc:type: dc:type is present and original record was missing it•dc:subject: dc:type is present and original record was missing it•rel-to-project: relationship to project is present and original record
was missing it•rel-to-dataset/software/similar-publication: relationship is present
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Examples of additions topicsADDITIONS
• authorAffiliation: The publication has an author whose organization has a given institutional repository of reference
• sharedProject: The publication has been funded by a project whose participants (orgs that are beneficiaries of the grant) have a given institutional repository of reference
• authorRepositoryOfReference: The publication has an author with a given institutional repository of reference
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Notifications•The service can notify the repositories in different ways
• OpenAIRE recommended repository APIs for metadata ingestion (e.g. SWORD project); software modules for known platforms will be considered (e.g. DSpace, Eprints)
• email to the repository managers• RSS feeds
•The service avoids redundant notifications by keeping a history of delivered notifications
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Subscriptions•Repository managers can subscribe to the service to receive notifications
about records “assigned to them” and specify• Topics: enrichment.[more | new].X or addition.Y• How to be notified: RSS feed, email, APIs, etc.• When to be notified: instantly, every K days• Criteria on record fields (predicate)
•Repository managers can test their subscription by searching the collection of potential notifications
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DEMO
DEMO
DEMO
OpenAIRERepository Manager
Dashboard 52
Dashboard Functionalities
•Data source registration and validation (against OpenAIRE guidelines)
•Repository, data archive, journal, aggregator, CRIS system
•Data source enrichment and fixing•Data source statistics•Data source usage statistics•Data source notification
Data source registration
Data source validation
Repository metrics: OpenAIRE perspective
Repository metrics: Local perspective
Notifications & Subscriptions
Notas finales…
#OAW2015 60