P H U L U C S O O S APPENDIX 05

B A O C A O T I N H H I N H Q U A n T R I C O N G T Y REPORT ON CORPORATE GOVERNANCE

(Ban hanh kem theo Thong tu so 155/2015/TT-BTC ngay 06 thdng 10 nam 2015 cua Bo Tdi chinh huang dan cong bo thong tin tren thi truong chung khodn)

(Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets)

CONG T Y CP CONG HOA XA HOI CHU NGHIA V I E T NAM SIAM BROTHERS THE SOCIALIST REPUBLIC OF VIETNAM

VN Doc lap - Tu- do - Hanh phiic Independence - Freedom - Happiness

So: J.&ti2 I si^ - uAuc IXifm, ngdy-ll thdng 2. nam .4fiX^ No. , day.... month .... year

BAO CAO TINH HINH QUAN T R I CONG T Y NIEM Y E T REPORT ON CORPORATE GOVERNANCE OF LISTING COMPANY

(6 thang/nam) (6 months/year)

Uy ban Chung khoan Nha nuac So Giao d i c h Chung khoan TPHCM The S t a t e S e c u r i t i e s Commission The Stock Exchange

- Ten cong ty niem yet/Name of listing company: CONG T Y CP SIAM BROTHERS V I E T NAM

- Dia chi try so chinh/Address of headoffice: Toa nha Anna, so 10 CVPM Quang Trung, P.Tan Chanh Hiep, Q.12, TPHCM

-Dienthoai/rg/ep/7o«e.-38912889 Fax: 38912789 Email: - V6n diSu le/ Charter capital: 205.400.000.000 VND

- Ma chu'ng khoan/ Securities code: SBV

I . Hoat dong cua Dai hoi dong c6 6ionglActivities of the General Meeting of

K i n h g i i i : -

To: -

Shareholders Thong tin ve cac cuoc hop va Nghi quyet/Quyet dinh cua Dai hoi dong c6 dong (bao gom ca Ccic Nghi quyet cua Dai hoi dong c6 dong dugc thong qua duai hinh thiic lay y kien bang van ban)/ Information on meetings and resolutions / decisions of the Genera] \4eeting of Shareholders (including the resolutions of the General Meeting

Stt No.

So Nghi quyet/ Quyet dinh Resolution/Decision

No.

Ngay Date

Noi dung Content

1 01/2017/NQ.DHDCD 18/4/2017 Nghi quyk DHDCD thuong nien nam 2017

I I . Hoi dong quan trj (Bao cao 6 thang/nam)/ Board of Management (Semi-annual/annual reports):

1. Thong tin ve thanh vien Hoi dong quan tri (HDQT)/ Information about the

Stt No.

Tlianh vien HDQT/ IWM's member

Chuc vu/

Position

Ngay bat dau/khong

con la thanh vien HDQT/

Day becoming/no

longer member of

the Board of Management

So buoi hop

HDQT tham dy/

Number of attendance

Ty le tham du hop/

Percentage

Ly do khong

tham du hop/

Reasons for

absence

Ong Veerapong Sawatyanon

Chu tich Hoi

dong quan tri

10/5/2016 4 100%

Ong iLthapat

Sawatyanon

Thanh vien HDQT

10/5/2016 4 100%

Ong^ Nguyen

Trirong Hai

Thanh vien HDQT doc lap

10/5/2016 4 100%

Ong Le Phung Hao

Thanh vien HDQT doc lap

10/5/2016 3 67% Co lich cong tac

nirac ngoai

Ong Le Iran Anh

Tuan

Thanh vien HDQT

10/5/2016 4 100%

Ong Huynh 1 ien Viet

Thanh vien HDQT

10/5/2016 4 100%

Ong Huynli Van Ty

Thanh vien HDQT

18/4/2017 0 0%

Ba Le Thi Ngoc

Thanh vien HDQT doc lap

18/4/2017 0 0%

2. Hoat dong giam sat cua HDQT doi voi Ban Giam doc/ Supervision by the BOD over the Director (General Director):

Hoi Dong Quan Tri da thuc hien tot hoat dong giam sat va luon ho trg hieu qua Ban Giam Doc trong viec thuc hien Nghi quyet Dai hoi dong c6 dong, nghi quyet cua Hoi Dong Quan Tri va dieu hanh hoat dong san xuat kinh doanh

3. Hoat dong ciia cac tieu ban thugc Hoi dong quan tri/ Activities of the Board of Directors' committees:

- Tieu ban thu lao va bo nhiem da thuc hien danh gia ket qua cua Ban Giam Doc va de trinh Hoi dong quan tri xem xet ra quyet dinh cac cong viec lien quan den luong thuofng cho Ban Giam Doc theo ket qua thuc hien nam 2016 de HDQT xem xet va phe duyei

- Tieu ban phat trien kinh doanh da thuc hien va de trinh Hoi Dong Quan Tri xem xet k^ hoach kinh doanh nam 2017, va giam sat hoat dong kinh doanh tung quy de dam bao dat dugc muc tieu da dat ra

- Tieu ban tai chinh va dau tu chiu trach nhiem theo doi va bao cao vai Hoi Dong Quan Tri viec xay dung nha xucmg so 4 da dugc Dai Hoi Dong Co Dong thong qua

4. Cac Nghi quyet/Quyet dinh ciia Hgi dong quan tri (Bao cao 6 thang/nam)/

Resolutions/Decisions of the Board of Directors (Semi-annual/annual reports):

Stt No.

So Nghi quyet/ Quyet dinh Resolution/Decision No.

Ngay Date

Noi dung Content

1 1403/2017/NQ-HDQT/SBV 15/03/2017 Thong qua thai gian to chuc Dai hoi c6 dong

2 1403-01/2017/ NQ-HDQT/SBV 15/03/2017 Thong qua giao dich vai cac ben lien quan

3 1904/NQ 19/04/2017 Thong qua giao dich vai cac ben lien quan

4 1606/NQ 16/06/2017 Thay doi dan vi kiem toan 2017

5 1906/NQ 16/06/2017 Chi tra c6 tuc nam 2016

I I I . Ban kiem scat (Bao cao 6 thang/nam)/ Supervisory Board (Semi-annual/annual reports):

1. Thong tin ve thanh vien Ban Kiem soat ( B K S ) / Information about members of

Stt Thanh Chuc Ngay bat Ngay So buoi Ty le Ly do No vien B K S vu dau la khong hop B K S tham khong

Members Positio thanh con la tham du du hop tham du of n vien B K S thanh Number Percent hop

Superviso Day vien B K S of age Reasons ry Board becoming Day no attendan for

member longer ce absence of the member

Superviso of the ry Board Superviso

ry Board

1 Nguyen Truan 18/4/2017 2 50% Datu Tran g ban nhiem Quynh

2 Pho Le 18/4/2017 2 50% Da tu Quyen nhiem

3 Mai Thi Nhir Y

10/05/201 6

2 50%

4 Le Le Linh

18/4/2017 2 50% Dugc bau vao B K S tai DHDCD

2017

5 H6 Thi Mai Phuang

18/4/2017 2 50% Dugc bau vao B K S tai DHDCD

2017

2. Hoat dong giam sat cua B K S doi vai HDQT, Ban Giam doc dieu hanh va c6 dong Surveillance activities of the Supervisory Boardtoward the Board of Management, Board of Directors and shareholders:

- Doi vai Hoi Dong Quan Tri: Hgi dong quan tri da thuc hien nghiem tuc cac nghi quyet DHDCD. Hgi Dong Quan Tri da thuc hien chi dao, giam sat va ho trg tot Ban Giam Doc trong viec thuc hien cac muc tieu da dat ra.

- Doi vai Ban Giam Doc: Trong 6 thang dau nam 2017, Ban Giam Doc da chu dong dua ra cac giai phap phu hgp va kip thdi trong hoat dong san xuat kinh doanh, bao cao va de xuat vai Hgi Dong Quan Tri cac van de thugc tham quyen cua HDQT

3. Su phoi hgp hoat dong giua B K S doi vai hoat dong cua HDQT, Ban Giam doc dieu hanh va cac can bg quan ly khac/ The coordination among the Supervisory Boardwith the Board of Management, Board of Directors and different managers:

- Hoat dong cua Ban Kiem Soat, Hgi Dong Quan Tri, Ban Giam doc lug^uan thii Luat Doanh Nghiep, dieu le Cong ty CP Siam Brothers Viet Nam... Hgi Quan tri. Ban Giam Doc luon ho trg de Ban Kiem Soat thuc hien dung chuc nhiem vu cua minh, giam sat Hgi Dong Quan Tri va Ban Giam Doc trong wio^^^c hien cac muc tieu da dugc DHDCD phe duyet

4. Hoat dong khac cua B K S (neu c6)/ Other activities of the Supervisory Board (if any): Khong c6

IV. Dao tao ve quan trj cong ty/ Training on corporate governance: Cac khoa dao tao ve quan tri cong ty ma cac thanh vien HDQT, thanh vien B K S , Giam doc (Tong Giam doc) dieu hanh, cac can bg quan ly khac va Thu ky cong ty

da tham gia theo quy dinh ve quan tri cong ty/ Training courses on corporate governance which members of Board of Management, members of the Supervisory Board, Director (CEO), other managers and company secretary was involved in accordance with regulations on corporate governance: Khong c6 V. Danh sach ve ngirm c6 lien quan cua cong ty niem yet theo quy dinh tai khoan 34 Dieu 6 Luat Chu-ng khoan (Bao cao 6 thang/nam) va giao djch cua ngu-cri c6 lien quan ciia cong ty voi chinh Cong ty / List of affiliated persons of the public company as specified in clause 34, Article 6 of the Securities Law (Semi-annual/annual reports) and transactions of affiliated persons of the Company with the Company)

\ Danh sach ve nguoi c6 lien quan cua cong ty/ List of affiliated persons of the

STT Ten to Tai Chiic vu S6 Dia chi Thai Thdi Ly do No. chirc/ca nhan khoan tai cong Giay tru so diem bat diem Reasons

Name of giao dich ty (neu NSH*, chinh/ dau la khong organizati chiing c6) ngay Dia chi nguofi CO con la

on/individual khoan Position cap, lien he lien nguai CO (neu c6) at the noi Address quan lien

Securities company cap Time of quan trading (if any) NSH starting Time of account No.* to be ending (if any) date of

issue, place

of issue

affiliated person

to be affiliated person

Ghi chii/Note: So Giay NSH*: So CMND/Ho chieu (dSi vai cd nhdn) hoac So GCN dang ky doanh nghiep, Giay phep hoat dong hoac giay ta phap ly tucmg ducmg (doi vai to chuc)/NSH: In case of individual: ID card/Passport No.; In case of organization: License of establishment and operation/Certificate of business registration/equivalent legal documents.

2. Giao dich giiJa cong ty voi nguoi c6 lien quan cua cong ty; hoac giua cong ty voi CO dong Ion, nguoi noi bo, nguoi c6 lien quan cua nguai noi bo/ Transactions between the company and the affiliated persons or between the company and major shareholders, internal persons and related person of internal person. Khong c6

3. Giao dich giija nguai noi bo cong ty niem yet, nguoi c6 lien quan cua nguoi noi bo vai cong ty con, cong ty do cong ty niem yet nam quyen kiem soat/ Transaction between internal person of listed company and company's subsidiaries, or the

company in which listed company takes controlling power Khong c6 4. Giao dich giiia cong ty vai cac doi tirgng khac/ Transactions between the company and other objects

4.1. Giao dich giGa cong ty vai cong ty ma thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh da va dang la thanh vien sang lap hoac thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh trong thai gian ba (03) nam tra lai day (tinh tai thai diem lap bao cao)/ Transactions between the company and the company that members of Board of Management, members of the Supervisory Board, Director (CEO) has been a founding member or members of Board of Management, Director (CEO) in three (03) years (calculated at the time of

Cong ty Gia trj hgp dong (VND, bao gom VAT) Cong ty CP Dau Tu* Thong Minh - Hap dong mua ban may moc thiet bj so 05052017 27,000,000,000 - Hop dong ho trg ky thuat bao tri SH-SB/2017 874,500,000 - Hgp dong ho trg ky thuat va bao tri 1,848,000,000 - Hgp dong djch vu 01/2017/HDDV-SBVN 330,000,000 - Hgp dong djch vu 02/2017/HDDV-CNSBVN 990,000,000 - Hgp dong ho trg ky thuat va bao tri so 01 BT-CNSBVN 403,333,333 - Hgp dong sua chua may 020317/SBVNl 209,000,000 - Hgp dong sua chua may 010317/SBVNl 209,000,000 - Hgp dong sua chua C220 265,628,000 Cua hang Ngoc Ty 41,426,534,886 Cong ty TNHH thuo-ng mai NghTa Thai 70,689,120,294

4.2. Giao dich giua cong ty vai cong ty ma nguai c6 lien quan cua thanh vien HDQT, thanh vien Ban Ki§m soat, Giam doc (Tong Giam doc) dieu hanh la thanh vien HDQT, Giam doc (Tong Giam doc) dieu hanh/ Transactions between the company and the company that related person of members of Board of Management, members of the Supervisory Board, Director (CEO) as a member of Board of Management, Director (CEO).

Cong ty Gia trj hccp dong (VND, bao gom VAT) Cong ty TNHH TMDV Du Ijch va Quang Cao Dong Duong -Hgp dong so Ol-HOKT/2017 13,513,500 - Hgp dong mua ban ngay 12/1/2017 18,559,200 - Hgp dong mua ban ngay 12/1/2018 (Chi nhanh 2) 101,232,000 - Hgp dong thiet ke web ngay 6/6/2017 29,700,000 - Hgp dong djch vu du Ijch 01/2017/HDDL 425,000,000

- Hap dbng djch vu tu-van 01-2017/HDKT/DD-SIAM 396,000,000 Cong ty CP Nong Nghiep Sinh Thai Siam - Mua dau nhat Titan Mrine 41,040,000

4.3. Cac giao dich Idiac ciia cong ty (neu c6) c6 the mang lai Igi ich vat chat hoac phi vat chat doi voi thanh vien HDQT, thanh vien Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh/ Other transactions of the company (if any) may be beneficial material or immaterial for members of Board of Management, members of the Supervisory Board, Director (CEO). Khong c6

VI. Giao dich c6 phieu ciia ngirm noi bo va ngirM lien quan cua ngu-oi noi bo (Bao cao 6 thang/nam)/ Transactions of internal persons and related person of internal person (Semi-annual/annual reports)

1. Danh sach nguai ngi bg va nguai c6 lien quan cua nguai ngi bg/ List of internal persons and their affiliated persons Khong c6

2. Giao dich cua nguai ngi bg va nguai c6 lien quan doi vai c6 phieu cua cong ty niem yet/ Transactions of internal persons and affiliated persons on shares of the listed company

Stt No.

Nguai thuc hien giao

dich Transaction

executor

Quan he vai nguai noi

bo Relationsiiip

witii internal person

So CO phieu sa hihi dau ky

Number of shares owned at the

beginning of the period

So CO phieu sa huu cuoi ky

Number of shares owned at the end of

the period

Ly do tang, giam (mua, ban,

chuyen doi,

thuoTig...) Reasons

So CO phieu

Number of shares

Tyle Percentage

So CO phieu

Number of

shares

Ty le Percentage

for increase, decrease

(purchase, sale,

switch, reward...)

1 Cong ty TNHH TMDV Du Lich

va Quang Cao

Dai dien phap luat cong ty la nguai CO lien quan vai nguai

ngi bg

310.801 1.51% 0 0 Thay doi danh

muc dau tu

f VII . Cac van de can liru y khac/ Other significant issues

CHU T I C H HDQT CHAIRMAN OF THE BOD

(K}rten vd dong ddu)

VEERAPONG SAWATYANON

DANH SACH VE NGUOI NQI Bp VA NGUOI C6 LIEN QUAN PEN NGUO'I NQI BQ CUA CONG T Y

S T T No.

T e n to c h i r c / c a

n h a n Name of organi-ali

1 ai Mniu i i g i a u

dich c h u n g k h o a n ( n e u c o )

Securities trading account

CliCrc v u tai c o n g

ty ( n e u c 6 )

Position at the company (if any)

S o G i a y N S H * .

n g a y c a p , n o i c a p

NSH No. * date of issue, place of

i.-isiie

N g a y c a p N o i c4p D i a c h i t ru s o c h i n h / D i a c h i h e n he

Address

T h d i d i e m bat d a u

la ngtroi c 6 l i en

q u a n Time of starting to be

ajjUiuled person

T h d i dietn k h o n g

c o n la n g u o i co

h e n q u a n Time of ending to be

uff Hated person

L y do Reasons

I I O I D O N G Q U A N T R I 1 V E E R A P O N G S A W A T Y A N O N

1

Cong ty C P D T Thong Minh

2 Pratip Sawatyanon Co van ky t h u j t

may m o c

3 Anakpat Sawatyanon

4

Ithapat Sawatyanon T h a n h vien H D Q T

kiem CO van ky

t h u ? t s a n xuat

5

Kanokthip Sawatyanon

6 Walanlak Sawatyanon

7

Vimuttiratna Sawatyanon

8 Ngo Tir Dong Khanh G i a m cJoc

Market ing

9 Sawatyanon Pemica

10

Sawatyanon Kitpipat Ngo

II Ithapat Sawatyanon

1

Pratip Sawatyanon

2

Anakpat Sawatyanon

3

Veerapong Sawatyanon

C h u tjch H D Q T

4

Kanokthip Sawatyanon

5

Walanlak Sawatyanon

6

Vimuttiratna Sawatyanon

7 Komolrochanaponi

8

Patsaran Sawatyanon

9

Cong ly C P D T Thong Minh

III Huynh Tien Vi?t

1 H u y n h O n

2 Nguyen Thi Hoang Tranti

3 Huynh Bao Minh Chau

4 Huynh Nhat Huy

5 Huynh Thanh Hirang

6 Huynh Qnang Cuong

7 Huynh Tien Nam

IV L e T r a n Anh T u a n

1 Trinh Thi Thu Thuy

2

Le Xuan Hung

3 Le Tran Bich Ngoc

4 Le Tran Bich Thiry

V L e Phtmg Hao 1 Le Phung Dinh

2 Trkn Thi C h j c

3 Le Tran Chinh

4 L e Tran Thang

5 Le Thi A n Binh

6 Le Thi Huong Binh

7 Le Thi Bach Tuyet

8 Le Nhat Anh

9 Le Bao Hoang

VI Nguyen TriroTig Hal

1 Nguyen Van Ut

2 Do Th i Thanh

3 Le Thi Diem Le

4 Nguyen Thi My Tiang

5 Nguyen Tlii Cam Tu

Huynh Van Ty

1 Huynh VTnh Phuc 4 / 1 8 / 2 0 1 7

La nguai c6 hen

quan den ong

Huynh Van Ty,

(Ju'o'c bau vao

HDQT ngay

18 /4 /2017 2 Huynh Kim Yen 4 / 1 8 / 2 0 1 7

La nguai c6 hen

quan den ong

Huynh Van Ty,

(Ju'o'c bau vao

HDQT ngay

18 /4 /2017

Le Thi Ngpc

C h i e m M i n h N h ? t 4 / 1 8 / 2 0 1 7

La ngu'O'i CO lien

quan (Jen ba Le Thi

Ngoc, d u o c bau vao

HDQT ngay

1 8 / 4 / 2 0 1 7

C h i e m T h u y Nguyet Nga 4 / 1 8 / 2 0 1 7 La ngu'O'i CO lien

quan (Jen ba Le Thi

Ngoc, d u o c bau vao

HDQT ngay

1 8 / 4 / 2 0 1 7

C h i e m Hai Yen 4 / 1 8 / 2 0 1 7

La ngu'O'i CO lien

quan (Jen ba Le Thi

Ngoc, d u o c bau vao

HDQT ngay

1 8 / 4 / 2 0 1 7 Chiem Phu'ong A n h 4 / 1 8 / 2 0 1 7

La ngu'O'i CO lien

quan (Jen ba Le Thi

Ngoc, d u o c bau vao

HDQT ngay

1 8 / 4 / 2 0 1 7

N GIAM OOC

Fan Wang Kee

1 Siida Siripol

1 Nguyen K i m Quyet

4/18/2017

Ong Nguy in Tran

Quynh khong con la

thanh vien BKS

2 Tran Tiii Bay

4/18/2017

Ong Nguy in Tran

Quynh khong con la

thanh vien BKS

3 Nguyen Vuang Quan

4/18/2017

Ong Nguy in Tran

Quynh khong con la

thanh vien BKS

4 Nguyen Thi Huyen Chau

4/18/2017

Ong Nguy in Tran

Quynh khong con la

thanh vien BKS 5 NgUNcn C,)u\iiii Thao Ljnli 4/18/2017

Ong Nguy in Tran

Quynh khong con la

thanh vien BKS

II Pho 1-9 Quyen

1 Nguyen Tri Thanh

4 / 1 8 / 2 0 1 7

Pho Le Quyen

khong con la thanh

vien BKS

2 Nguyen Thuy Nggc Khanh

4 / 1 8 / 2 0 1 7

Pho Le Quyen

khong con la thanh

vien BKS

3 Nguyen Minh Quang

4 / 1 8 / 2 0 1 7

Pho Le Quyen

khong con la thanh

vien BKS

4 Nguyen Th i Van

4 / 1 8 / 2 0 1 7

Pho Le Quyen

khong con la thanh

vien BKS

5 Pho L a i Chung

4 / 1 8 / 2 0 1 7

Pho Le Quyen

khong con la thanh

vien BKS

6 Pho Thanh Du

4 / 1 8 / 2 0 1 7

Pho Le Quyen

khong con la thanh

vien BKS

7 Pho Thanh Hieu

4 / 1 8 / 2 0 1 7

Pho Le Quyen

khong con la thanh

vien BKS 8 Pho Thanh Le Quan 4 / 1 8 / 2 0 1 7

Pho Le Quyen

khong con la thanh

vien BKS

III M a i Thi NhtrY

1 Nguyen Thi Tiii

2 V 6 Pliii Khanh

3 Mai Qui Hoa

4 Mai Qui Huong

5 Vo Th i True Nlii

IV L e L ^ L i n h

B a n g V a n Lan

4/18/2017

La ngu'o'i co lien

quan (Jen ba Le Le

Linh, dir

7 Dgiig Thi Kim Hoa

8 Dang Till Kim Phirgiig

9 Dang Dinh Phirong

10 Dang Dinh Phuoc

1 1 Dang Thj Kim Tiiiiy

12 Dang Thi K i m Lan

13 Dang Tin My Chi

7 Dang Ilii Kim Hoa

8 Dang Thi Kim PhUQTlH

9 Dang Dinh Phirmig

10 D^ng Dinh Phirdc

11 i;)ang Til] Kim 1 hiiy

12 Dang Thi Kim Lan

13 Dang Thi My Chi

2017-07-28T09:58:44+0700CÔNG TY CP SIAM BROTHERS VIỆT NAM